Financial Regulations: Statute and Code Reference

This page provides a structured reference to the 156 regulatory citations tracked across Audit Ing Authority. All citations are extracted from page content and verified against primary sources.

Citation Summary

Category Count
Federal Statutes (U.S. Code) 36
Federal Regulations (C.F.R.) 45
Named Federal Acts 69
Public Laws 5
Federal Register Notices 1
Total 156

Federal Statutes (U.S. Code)

Citation Jurisdiction
12 U.S.C. § 1761d US
12 U.S.C. § 1818 US
12 U.S.C. § 1820 US
12 U.S.C. § 1831m US
12 U.S.C. § 1851 US
12 U.S.C. § 2601 US
12 U.S.C. § 2901 US
12 U.S.C. § 2903 US
12 U.S.C. § 5365 US
12 U.S.C. § 5514 US
12 U.S.C. § 5515 US
12 U.S.C. § 5565 US
15 U.S.C. § 1601 US
15 U.S.C. § 1691 US
15 U.S.C. § 6801 US
15 U.S.C. § 7211 US
15 U.S.C. § 7213 US
15 U.S.C. § 7231 US
15 U.S.C. § 7234 US
15 U.S.C. § 7262 US
15 U.S.C. § 7262(a) US
15 U.S.C. § 7262(b) US
15 U.S.C. § 78a US
15 U.S.C. § 78j US
15 U.S.C. § 78l(g) US
15 U.S.C. § 78m US
15 U.S.C. § 78u US
15 U.S.C. § 80b US
18 U.S.C. § 1514 US
31 U.S.C. § 5311 US
31 U.S.C. § 5318 US
31 U.S.C. § 5318(h) US
31 U.S.C. § 5321 US
31 U.S.C. § 5328 US
31 U.S.C. § 5330 US
7 U.S.C. § 6s US

Federal Regulations (C.F.R.)

Citation Jurisdiction
12 C.F.R. Part 1002 US
12 C.F.R. Part 1003 US
12 C.F.R. Part 1005 US
12 C.F.R. Part 1006 US
12 C.F.R. Part 1024 US
12 C.F.R. Part 208.62 US
12 C.F.R. Part 21.21 US
12 C.F.R. Part 228 US
12 C.F.R. Part 25 US
12 C.F.R. Part 25.21 US
12 C.F.R. Part 326.8 US
12 C.F.R. Part 337 US
12 C.F.R. Part 345 US
12 C.F.R. Part 363 US
12 C.F.R. Part 363.1 US
12 C.F.R. Part 363.4 US
12 C.F.R. Part 363.5 US
12 C.F.R. Part 715 US
12 C.F.R. Part 715.5 US
12 C.F.R. Part 741.202 US
12 C.F.R. Part 748.2 US
17 C.F.R. Part 210 US
17 C.F.R. Part 210.2 US
17 C.F.R. Part 23 US
17 C.F.R. Part 23.201 US
17 C.F.R. Part 240 US
17 C.F.R. Part 240.12 US
17 C.F.R. Part 240.17 US
17 C.F.R. Part 240.21 US
17 C.F.R. Part 248 US
17 C.F.R. Part 275.206 US
29 C.F.R. Part 1980 US
31 C.F.R. Part 1010 US
31 C.F.R. Part 1010.100 US
31 C.F.R. Part 1010.230 US
31 C.F.R. Part 1010.306 US
31 C.F.R. Part 1020 US
31 C.F.R. Part 1020.210 US
31 C.F.R. Part 1020.320 US
31 C.F.R. Part 1021 US
31 C.F.R. Part 1021.210 US
31 C.F.R. Part 1022.210 US
31 C.F.R. Part 1024.210 US
31 C.F.R. Part 1025.210 US
31 C.F.R. Part 1026.210 US

Named Federal Acts

Citation Jurisdiction
Abusive Act US
Anti-Money Laundering Act US
Anti-Money Laundering Act of 2020 US
Audit and Reporting Requirements Under the Federal Deposit Insurance Act US
Auditor Act US
BSA Bank Secrecy Act US
BSA and Bank Secrecy Act US
Bank Secrecy Act US
Bank Secrecy Act of 1970 US
CRA Community Reinvestment Act US
Community Reinvestment Act US
Control Activities, Monitoring Act US
Dodd-Frank Act US
Dodd-Frank Wall Street Reform and Consumer Protection Act US
Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 US
ECOA and Fair Housing Act US
Economic Growth, Regulatory Relief, and Consumer Protection Act US
Economic Growth, Regulatory Relief, and Consumer Protection Act of 2018 US
Electronic Fund Transfer Act US
Equal Credit Opportunity Act US
Equal Credit Opportunity Act and Community Reinvestment Act US
Exchange Act US
FDI Act US
FDIC Community Reinvestment Act US
FDIC Improvement Act of 1991 US
FFIEC Bank Secrecy Act US
Fair Debt Collection Practices Act US
Fair Housing Act US
Federal Deposit Insurance Act US
Federal Deposit Insurance Corporation Improvement Act US
FinCEN Enforcement Act US
Financial Act US
Firms with Suspicious Act US
Home Mortgage Disclosure Act US
Home Ownership and Equity Protection Act US
ISO Act US
Illegal Act US
Inhofe National Defense Authorization Act US
Investment Advisers Act US
Investment Advisers Act of 1940 US
Investment Company Act US
Investment Company Act of 1940 US
JOBS Act US
JOBS Act of 2012 US
Leach-Bliley Act US
McCarran-Ferguson Act US
National Defense Authorization Act US
Prompt Corrective Act US
Real Estate Settlement Procedures Act US
SEC Investment Advisers Act US
Sarbanes-Oxley Act US
Sarbanes-Oxley Act of 2002 US
Securities Act of 1933 US
Securities Exchange Act US
Securities Exchange Act of 1934 US
Single Audit Act US
Suspicious Act US
The Bank Secrecy Act US
The Community Reinvestment Act US
The Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 US
The Federal Deposit Insurance Act US
The Federal Deposit Insurance Corporation Improvement Act US
The Investment Advisers Act of 1940 US
The Investment Company Act US
The Sarbanes-Oxley Act of 2002 US
The Securities Exchange Act of 1934 US
Truth in Lending Act US
USA PATRIOT Act of 2001 US
Under the Investment Advisers Act of 1940 US

Public Laws

Citation Jurisdiction
Pub. L. 107-204 US
Pub. L. 111-203 US
Pub. L. 112-106 US
Pub. L. 115-174 US
Pub. L. 117-263 US

Federal Register Notices

Citation Jurisdiction
81 Fed. Reg. 48506 US

Pages with Regulatory Citations

Page Citations
anti-money-laundering-audit-requirements 26
fintech-audit-considerations-us 15
sec-reporting-and-audit-requirements 13
cra-community-reinvestment-act-audit 13
cfpb-compliance-audit-overview 13
financial-services-audit-standards-us 12
dodd-frank-audit-and-reporting-provisions 12
whistleblower-protections-financial-audit-context 11
sarbanes-oxley-section-404-audit-requirements 11
fdic-audit-requirements-for-banks 11
audit-frequency-requirements-financial-institutions 11
mortgage-company-audit-obligations 10
cpa-firm-selection-for-financial-services-audit 9
compliance-audit-vs-financial-audit 9
auditor-independence-financial-services 9
bsa-bank-secrecy-act-audit-obligations 8
regulatory-examination-preparation-financial-firms 7
payment-processor-audit-requirements 7
mutual-fund-audit-regulatory-requirements 7
fair-lending-audit-requirements 7
credit-union-audit-requirements 7
risk-based-auditing-in-financial-services 6
it-audit-financial-services-sector 6
financial-statement-audit-process 6
financial-services-topic-context 6
financial-services-listings 6
financial-services-directory-purpose-and-scope 6
financial-services-audit-glossary 6
audit-trail-requirements-financial-services 6
private-equity-fund-audit-standards 5
... and 30 more pages

Recent Regulatory Changes

Change Type Date Source
Amendment to 17 CFR amendment 2026-03-03 ecfr
Amendment to 12 CFR amendment 2026-02-27 ecfr
Investment Company Names Form N-PORT Reporting; Extension of Compliance Date final rule 2026-03-25 federal_register
Promoting the National Defense by Ensuring an Adequate Supply of Elemental Ph... executive order 2026-02-23 federal_register
Employment Authorization Reform for Asylum Applicants proposed rule 2026-02-23 federal_register
Appellate Jurisdiction Update final rule 2026-03-09 federal_register
Medicare Program; Hospital Outpatient Prospective Payment and Ambulatory Surg... final rule 2026-02-23 federal_register
Medications for the Treatment of Opioid Use Disorder; Correction final rule 2026-02-23 federal_register
Airworthiness Directives; Airbus Helicopters proposed rule 2026-02-23 federal_register
Airworthiness Directives; Airbus Canada Limited Partnership (Type Certificate... proposed rule 2026-02-23 federal_register
Airworthiness Directives; Airbus Helicopters final rule 2026-03-10 federal_register
Airworthiness Directives; Airbus Helicopters final rule 2026-03-10 federal_register
Comprehensive Fishery Management Plans for Puerto Rico, St. Croix, and St. Th... final rule 2026-02-23 federal_register
Fisheries of the Northeastern United States; Revised 2026 Atlantic Mackerel S... final rule 2026-02-23 federal_register
Airworthiness Directives; Airbus SAS Airplanes final rule 2026-03-30 federal_register
Age Search Service Fee Structure proposed rule 2026-02-23 federal_register
Policy Clarifying Definition of “Actively Engaged” for Purposes of Inspector ... final rule 2026-02-23 federal_register
Oil and Gas and Sulfur Operations in the Outer Continental Shelf-Revisions to... proposed rule 2026-02-23 federal_register
Form N-PORT Reporting proposed rule 2026-02-23 federal_register
Farmer Bridge Assistance (FBA) Program final rule 2026-02-23 federal_register

Monitoring Sources

Citations on this site are monitored against the following regulatory data sources:

Citation data last extracted: 2026-03-10

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